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Definition of Commission broker
A broker on the floor of an exchange acts as agent for a particular brokerage house and
An individual who is paid a commission for executing customer orders. Either a floor broker who
Related: Call money rate.
A market where an intermediary offers search services to buyers and sellers.
The fee paid to a broker to execute a trade, based on number of shares, bonds, options, and/or
A firm which buys and sells future contracts for customer accounts. Related: futures
A member who is paid a fee for executing orders for clearing members or their customers. A
A firm or person engaged in soliciting or accepting and handling orders for
The SEC is a federal agency that regulates the U.S.financial markets.
The federal agency that
Federal agency responsible for regulation of securities markets in the United
An agent who handles public orders to buy or sell financial assets.
A federal agency that administers securities legislation,
Also known as the National commission on Fraudulent Financial
This is a provincial government licensed independent businessperson who usually represents five or more life insurance companies in a sales and service capacity and who is paid a commission by those life insurance companies for sales and service of life insurance products. We for example, have been in business for 12 years and regularly place new business with over twenty different life insurance companies.
A means of compensating the broker of a program trade solely on the basis of commission
brokerage house clerical operations that support, but do not include, the trading of stocks and
Excessive trading of a client's account in order to increase the broker's commissions.
An account carried by one futures commission merchant with another futures commission
If an investor thinks the price of a stock is going down, the investor could borrow the stock from
The value of research services that brokerage houses supply to investment managers "free of
A firm operating a private wire to its own branch offices or to other firms, commission houses or
management expense ratio (MER)
The total expenses expressed as an annualized percentage of daily average net assets. MER does not include brokerage fees and commissions, which are also payable by the Fund.
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